0001193125-15-051120.txt : 20150224 0001193125-15-051120.hdr.sgml : 20150224 20150217214200 ACCESSION NUMBER: 0001193125-15-051120 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20150217 DATE AS OF CHANGE: 20150223 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: OPOWER, INC. CENTRAL INDEX KEY: 0001412043 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 260542549 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-88391 FILM NUMBER: 15625973 BUSINESS ADDRESS: STREET 1: 1515 N. COURTHOUSE ROAD STREET 2: 8TH FLOOR CITY: Arlington STATE: VA ZIP: 22201 BUSINESS PHONE: (703) 778-4544 MAIL ADDRESS: STREET 1: 1515 N. COURTHOUSE ROAD STREET 2: 8TH FLOOR CITY: Arlington STATE: VA ZIP: 22201 FORMER COMPANY: FORMER CONFORMED NAME: POSITIVE ENERGY INC DATE OF NAME CHANGE: 20070911 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Laskey Alexander CENTRAL INDEX KEY: 0001601827 FILING VALUES: FORM TYPE: SC 13G MAIL ADDRESS: STREET 1: C/O OPOWER, INC. STREET 2: 1515 NORTH COURTHOUSE ROAD, 8TH FLOOR CITY: ARLINGTON STATE: VA ZIP: 22201 SC 13G 1 d873638dsc13g.htm SC 13G SC 13G

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

 

SCHEDULE 13G

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT

TO RULES 13d-1 (b) (c), AND (d) AND AMENDMENTS THERETO FILED

PURSUANT TO RULE 13d-2(b)

(Amendment No.         )*

 

 

Opower, Inc.

(Name of issuer)

Common Stock

(Title of class of securities)

68375Y109

(CUSIP number)

12/31/2014

(Date of event which requires filing of this statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

¨ Rule 13d-1(b)

¨ Rule 13d-1(c)

x Rule 13d-1(d)

 

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 


CUSIP No. 68375Y109 SCHEDULE 13G

 

  1 

NAME OF REPORTING PERSONS

S.S. OR I.R.S IDENTIFICATION NOS. OF ABOVE PERSONS

 

ALEXANDER LASKEY

  2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  ¨        (b)  ¨

 

  3

SEC USE ONLY

 

  4

CITIZENSHIP OR PLACE OF ORGANIZATION

 

U.S.    

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 5 

SOLE VOTING POWER

 

7,094,411

 6 

SHARED VOTING POWER

 

0    

 7 

SOLE DISPOSITIVE POWER

 

7,094,411

 8 

SHARED DISPOSITIVE POWER

 

0    

  9 

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

7,094,411

 10 

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

 

¨

 11 

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

13.9%

 12 

TYPE OF REPORTING PERSON*

 

IN    

 

* SEE INSTRUCTIONS BEFORE FILLING OUT!

 

Page 2 of 6


Item 1

 

  (a) Name of Issuer:

Opower, Inc.

 

  (b) Address of Issuer’s Principal Executive Offices:

1515 N. Courthouse Road, Arlington, VA 22201

 

Item 2

 

  (a) Name of Person Filing:

Alexander Laskey

 

  (b) Address of Principal Business Office or, if None, Residence:

1515 N. Courthouse Road, Arlington, VA 22201

 

  (c) Citizenship:

U.S.

 

  (d) Title of Class of Securities:

Common Stock

 

  (e) CUSIP Number:

68375Y109

 

Item 3 If this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:

 

(a)    ¨      Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).
(b)    ¨      Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).
(c)    ¨      Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).
(d)    ¨      Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8).
(e)    ¨      An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);
(f)    ¨      An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);
(g)    ¨      A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G);
(h)    ¨      A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
(i)    ¨      A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
(j)    ¨      Group, in accordance with §240.13d-1(b)(1)(ii)(J).

 

Page 3 of 6


Item 4 Ownership.

 

  (a) Amount Beneficially Owned: 7,094,411 shares of Common Stock, which represents 4,445,209 shares held of record by Alexander Laskey, 1,900,000 shares held of record by the Laskey-A Investment Trust, 20,000 shares held of record by Baruch Farbiarz and Elsa Farbiarz, who have granted an irrevocable proxy to Mr. Laskey, 22,477 shares held of record by Adam Farbiarz, who has granted an irrevocable proxy to Mr. Laskey, 47,177 shares held of record by Jacob Laskey, who has granted an irrevocable proxy to Mr. Laskey, 33,334 shares held of record by Michael Farbiarz and Megan Lewis, who have granted an irrevocable proxy to Mr. Laskey, 50,000 shares held of record by Richard Laskey and Abbie Laskey, who have granted an irrevocable proxy to Mr. Laskey, and rights to acquire 576,214 shares within 60 days of December 31, 2014.

 

  (b) Percent of Class: 13.9%

 

  (c) Number of Shares as to which the person has:

 

  (i) Sole power to vote or to direct the vote: 7,094,411 shares

 

  (ii) Shared power to vote or to direct the vote: 0

 

  (iii) Sole power to dispose or to direct the disposition of: 7,094,411 shares

 

  (iv) Shared power to dispose or to direct the disposition of: 0

 

Item 5 Ownership of Five Percent or Less of a Class.

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following   ¨.

Not applicable.

 

Page 4 of 6


Item 6 Ownership of More than Five Percent on behalf of Another Person.

Not applicable.

 

Item 7 Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person.

Not applicable.

 

Item 8 Identification and Classification of Members of the Group.

Not applicable.

 

Item 9 Notice of Dissolution of Group.

Not applicable.

 

Item 10 Certification.

Not applicable.

[REMAINDER OF PAGE INTENTIONALLY LEFT BLANK]

 

Page 5 of 6


SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Date: February 17, 2015

 

By:

/s/ Thomas Kramer, Attorney in Fact for Alexander Laskey

 

Page 6 of 6